Execution of stored procedures and functions that utilize execute as must be restricted to necessary cases only.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-213922	SQL6-D0-002900	SV-213922r879719_rule		Medium

Description
In certain situations, to provide required functionality, a DBMS needs to execute internal logic (stored procedures, functions, triggers, etc.) and/or external code modules with elevated privileges. However, if the privileges required for execution are at a higher level than the privileges assigned to organizational users invoking the functionality applications/programs, those users are indirectly provided with greater privileges than assigned by organizations. Privilege elevation must be utilized only where necessary and protected from misuse.

Description

In certain situations, to provide required functionality, a DBMS needs to execute internal logic (stored procedures, functions, triggers, etc.) and/or external code modules with elevated privileges. However, if the privileges required for execution are at a higher level than the privileges assigned to organizational users invoking the functionality applications/programs, those users are indirectly provided with greater privileges than assigned by organizations. Privilege elevation must be utilized only where necessary and protected from misuse.

STIG	Date
MS SQL Server 2016 Database Security Technical Implementation Guide	2023-03-08

Details

Check Text ( C-15140r313198_chk )
Review the system documentation to obtain a listing of stored procedures and functions that utilize impersonation. Execute the following query: SELECT S.name AS schema_name, O.name AS module_name, USER_NAME( CASE M.execute_as_principal_id WHEN -2 THEN COALESCE(O.principal_id, S.principal_id) ELSE M.execute_as_principal_id END ) AS execute_as FROM sys.sql_modules M JOIN sys.objects O ON M.object_id = O.object_id JOIN sys.schemas S ON O.schema_id = S.schema_id WHERE execute_as_principal_id IS NOT NULL and o.name not in ( 'fn_sysdac_get_username', 'fn_sysutility_ucp_get_instance_is_mi', 'sp_send_dbmail', 'sp_SendMailMessage', 'sp_syscollector_create_collection_set', 'sp_syscollector_delete_collection_set', 'sp_syscollector_disable_collector', 'sp_syscollector_enable_collector', 'sp_syscollector_get_collection_set_execution_status', 'sp_syscollector_run_collection_set', 'sp_syscollector_start_collection_set', 'sp_syscollector_update_collection_set', 'sp_syscollector_upload_collection_set', 'sp_syscollector_verify_collector_state', 'sp_syspolicy_add_policy', 'sp_syspolicy_add_policy_category_subscription', 'sp_syspolicy_delete_policy', 'sp_syspolicy_delete_policy_category_subscription', 'sp_syspolicy_update_policy', 'sp_sysutility_mi_add_ucp_registration', 'sp_sysutility_mi_disable_collection', 'sp_sysutility_mi_enroll', 'sp_sysutility_mi_initialize_collection', 'sp_sysutility_mi_remove', 'sp_sysutility_mi_remove_ucp_registration', 'sp_sysutility_mi_upload', 'sp_sysutility_mi_validate_enrollment_preconditions', 'sp_sysutility_ucp_add_mi', 'sp_sysutility_ucp_add_policy', 'sp_sysutility_ucp_calculate_aggregated_dac_health', 'sp_sysutility_ucp_calculate_aggregated_mi_health', 'sp_sysutility_ucp_calculate_computer_health', 'sp_sysutility_ucp_calculate_dac_file_space_health', 'sp_sysutility_ucp_calculate_dac_health', 'sp_sysutility_ucp_calculate_filegroups_with_policy_violations', 'sp_sysutility_ucp_calculate_health', 'sp_sysutility_ucp_calculate_mi_file_space_health', 'sp_sysutility_ucp_calculate_mi_health', 'sp_sysutility_ucp_configure_policies', 'sp_sysutility_ucp_create', 'sp_sysutility_ucp_delete_policy', 'sp_sysutility_ucp_delete_policy_history', 'sp_sysutility_ucp_get_policy_violations', 'sp_sysutility_ucp_initialize', 'sp_sysutility_ucp_initialize_mdw', 'sp_sysutility_ucp_remove_mi', 'sp_sysutility_ucp_update_policy', 'sp_sysutility_ucp_update_utility_configuration', 'sp_sysutility_ucp_validate_prerequisites', 'sp_validate_user', 'syscollector_collection_set_is_running_update_trigger', 'sysmail_help_status_sp' ) ORDER BY schema_name, module_name If any procedures or functions are returned that are not documented, this is a finding.

Check Text ( C-15140r313198_chk )

Review the system documentation to obtain a listing of stored procedures and functions that utilize impersonation. Execute the following query:

SELECT S.name AS schema_name, O.name AS module_name,
USER_NAME(
CASE M.execute_as_principal_id
WHEN -2 THEN COALESCE(O.principal_id, S.principal_id)
ELSE M.execute_as_principal_id
END
) AS execute_as
FROM sys.sql_modules M
JOIN sys.objects O ON M.object_id = O.object_id
JOIN sys.schemas S ON O.schema_id = S.schema_id
WHERE execute_as_principal_id IS NOT NULL
and o.name not in
(
'fn_sysdac_get_username',
'fn_sysutility_ucp_get_instance_is_mi',
'sp_send_dbmail',
'sp_SendMailMessage',
'sp_syscollector_create_collection_set',
'sp_syscollector_delete_collection_set',
'sp_syscollector_disable_collector',
'sp_syscollector_enable_collector',
'sp_syscollector_get_collection_set_execution_status',
'sp_syscollector_run_collection_set',
'sp_syscollector_start_collection_set',
'sp_syscollector_update_collection_set',
'sp_syscollector_upload_collection_set',
'sp_syscollector_verify_collector_state',
'sp_syspolicy_add_policy',
'sp_syspolicy_add_policy_category_subscription',
'sp_syspolicy_delete_policy',
'sp_syspolicy_delete_policy_category_subscription',
'sp_syspolicy_update_policy',
'sp_sysutility_mi_add_ucp_registration',
'sp_sysutility_mi_disable_collection',
'sp_sysutility_mi_enroll',
'sp_sysutility_mi_initialize_collection',
'sp_sysutility_mi_remove',
'sp_sysutility_mi_remove_ucp_registration',
'sp_sysutility_mi_upload',
'sp_sysutility_mi_validate_enrollment_preconditions',
'sp_sysutility_ucp_add_mi',
'sp_sysutility_ucp_add_policy',
'sp_sysutility_ucp_calculate_aggregated_dac_health',
'sp_sysutility_ucp_calculate_aggregated_mi_health',
'sp_sysutility_ucp_calculate_computer_health',
'sp_sysutility_ucp_calculate_dac_file_space_health',
'sp_sysutility_ucp_calculate_dac_health',
'sp_sysutility_ucp_calculate_filegroups_with_policy_violations',
'sp_sysutility_ucp_calculate_health',
'sp_sysutility_ucp_calculate_mi_file_space_health',
'sp_sysutility_ucp_calculate_mi_health',
'sp_sysutility_ucp_configure_policies',
'sp_sysutility_ucp_create',
'sp_sysutility_ucp_delete_policy',
'sp_sysutility_ucp_delete_policy_history',
'sp_sysutility_ucp_get_policy_violations',
'sp_sysutility_ucp_initialize',
'sp_sysutility_ucp_initialize_mdw',
'sp_sysutility_ucp_remove_mi',
'sp_sysutility_ucp_update_policy',
'sp_sysutility_ucp_update_utility_configuration',
'sp_sysutility_ucp_validate_prerequisites',
'sp_validate_user',
'syscollector_collection_set_is_running_update_trigger',
'sysmail_help_status_sp'
)

ORDER BY schema_name, module_name

If any procedures or functions are returned that are not documented, this is a finding.

Fix Text (F-15138r313199_fix)
Alter stored procedures and functions to remove the "EXECUTE AS" statement.